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and Analytics - Any FINRA Location Full Time... Job Requisition ID: R-007655 The Senior Director within FINRA’s Cyber and Analytics Unit (CAU) leads the Cyber-Enabled Fraud (CEF) team responsible for overseeing investigations involving member firms and the...
Counsel, Enforcement - Any FINRA Location Full-Time Position Job... Senior Litigation Counsel at FINRA, the Financial Industry Regulatory... Authority, is responsible for nationwide litigation of non-disciplinary and disciplinary proceedings before the Office of Hearing Officers (OHO) and the National Adjudicatory...
Principal Counsel, Enforcement - FINRA Careers H2: Apply for... Principal Counsel, Enforcement at FINRA FINRA, a leading... securities regulator, is currently seeking a Principal Counsel, Enforcement to join their team. This role offers a competitive salary and benefits package,...
Counsel, Enforcement - Any FINRA Location Overview: ... The Senior Litigation Counsel, Enforcement will have the opportunity to work on complex disciplinary and non-disciplinary proceedings nationwide, as well as brief and argue appeals before the National Adjudicatory Council (NAC)....
related legal experience Organization: FINRA (Financial Industry Regulatory Authority)... Department: Office of General Counsel H1: Join the Team at FINRA as an Assistant General... Counsel, Regulatory H2: Protect Investors and Maintain Market Integrity in this Senior-Level Legal Role...
Special Investigations Unit - FINRA H1: Senior Director,... Special Investigations Unit - FINRA: AML and Fraud Expertise... Agency H2: Join FINRA as Senior Director, Special... and fraud specialists in FINRA's Special Investigations Unit -... Oversee AML and anti-fraud...
Angeles, CA (Job Posting) Full Time Posted Today Job Requisition ID R-007973 Organization: FINRA Department: Dispute Resolution... Services Training Salary: California: Minimum Salary $106,400, Maximum Salary $200,200 Washington, DC: Minimum Salary...
is open to all locations within **MEMBERS ONLY**SIGN UP NOW***. Responsibilities of the... Principal Investigator, Specialist Team include conducting high complexity investigations of FINRA member firms, investigating potentially... suspicious activities of persons associated with FINRA member firms, and providing... guidance to Mem...
- Instructional Designer at FINRA H1: Join **MEMBERS ONLY**SIGN UP NOW***... as an Instructional Designer... Empower and Educate with FINRA as an Instructional Designer... Make a Difference with FINRA as an Instructional Designer... Dedicated Instructional Designer for FINRA's Dispute Resolution Team ......
Capital Markets - Any FINRA Location Full Time... certification(s) preferred. Organization: FINRA Department: Risk Monitoring... ID: R-008111 Location: Any FINRA Location Salary: Based... on experience and location Overview: FINRA is seeking a Direct......