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Assistant General Counsel - Regulatory / Legal Experience... minimum of 8 years of professional experience in healthcare litigation, regulatory, or transactional law. This... experience can come from working in a nationally recognized law firm, as in-house counsel for...
Title: Assistant General Counsel, Regulatory Salary Range: $127,300 -... legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location:... Various locations... FINRA as an Assistant General Counsel, Regulatory H2: Protect Investors and... Maintain Market Integrity in this Senior-Level Legal Role...
Title: Principal Analyst, Regulatory Services Management Location: Remote/Office Organization:... FINRA (Financial Industry Regulatory Authority) Department:... Market Regulation and Transparency Services (MRTS) Salary Range: -... California: Minimum Salary $106,400, Maximum Salary $200,200 - Washington, DC: Minimum Salary $106,400 Maximum Salary $191,800...
the management and assessment of firm group membership applications and materiality consultations. Leads and implements the strategic direction of the MAP program for specific firm groupings. Ensures accurate and timely assessment of membership applications and materiality consultations, leverage regulatory int...
Counsel at FINRA, the Financial Industry Regulatory Authority, is... responsible for nationwide litigation of non-disciplinary and disciplinary proceedings before the Office of Hearing Officers (OHO) and the National Adjudicatory Council (NAC). This role requires a law degree and admission to...
Director, Cyber-Enabled Fraud and Analytics - Any FINRA Location Full Time Job Requisition ID: R-007655 The Senior Director within FINRA’s Cyber and Analytics Unit (CAU) leads the Cyber-Enabled Fraud (CEF) team responsible for overseeing investigations involving member...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
Principal Counsel, Enforcement - FINRA Careers H2: Apply for the Position of Principal Counsel, Enforcement at FINRA FINRA, a leading securities regulator, is currently seeking a Principal Counsel, Enforcement to join their team. This role offers a competitive salary...
Risk Monitoring - Capital Markets - Any FINRA Location Full Time Job Requisition ID: R-008111 Job Title: Director, Risk Monitoring - Capital Markets Experience: MBA, JD, other graduate degree and/or relevant industry certification(s) preferred. Organization:...