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registered trademark of the Financial Industry Regulatory Authority, Inc.... Sr Vice President, Corporate Financing & Advertising Regulation - Full Time JOB REQUISITION ID: R-007616 Organization: FINRA Department: Office of the Chief Legal Officer Location: Rockville,...
Principal Analyst, Dispute Resolution Services Training at FINRA H2:... Industry FINRA, the Financial Industry Regulatory Authority, is... join our Dispute Resolution Services (DRS) team. In this... role, you will have the opportunity to create, maintain, and update training modules...
Senior Litigation Counsel, Enforcement - FINRA Location - Apply Now H2: Join FINRA as a Senior Litigation Counsel Summary: FINRA is currently seeking a Senior Litigation Counsel to work under minimal supervision and litigate nationwide non-disciplinary and disciplinary proceedings. The role also involves...
title: Principal Analyst, Regulatory Services Management H1: Join... FINRA's Regulatory Services Management Team as a... Market Regulation and Transparency Services - Responsible for establishing... and maintaining controls for regulatory reports to be delivered... to RSA Exchanges and other **MEMBERS ONLY**SIGN UP NOW***...
Significant securities, compliance, or financial regulatory experience Salary: Based... time Education: Bachelor's degree in relevant field preferred, advanced degree or certification a plus H1: Senior Director, Special Investigations Unit H2: Oversee AML and Fraud Investigations FINRA, the Financial...
the management and assessment of firm group membership applications and materiality consultations. Leads and implements the strategic direction of the MAP program for specific firm groupings. Ensures accurate and timely assessment of membership applications and materiality consultations, leverage regulatory int...
Training for Dispute Resolution Services at Not-For-Profit Regulator **MEMBERS ONLY**SIGN UP NOW***... - $166,800 • New York, NY: $111,000 - $200,200 • Washington State: $92,500 - $191,800 Job Title: Instructional Designer Organization: FINRA (Financial Industry Regulatory Authority) Department:... Dispute Resolution Services Ex...
Principal Analyst, Risk Monitoring - Any FINRA Location H2: Job Description and Requirements Organization: FINRA Job Title: Principal Analyst, Risk Monitoring Job Type: Full Time Salary Range: $92,500 - $200,200 (varies by location and experience)...
Senior Director, Cyber-Enabled Fraud and Analytics will be responsible for overseeing investigations and examinations related to cyber-enabled fraud within FINRA member firms. They will also lead a team of highly skilled cyber, fraud, and analytics specialists and develop a data...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...