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of high-quality, customer-focused legal services to assigned Conservancy business... units. Report to the General Counsel. Assist the General Counsel in managing the Global Legal Function, steering the overall enterprise risk of the global organization. Ensure that Legal staff are fully...
abides by the requirements of 29 CFR 5134. This regulation prohibits discrimination against qualified individuals on the basis of disability, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals with disabilities....
the management and assessment of firm group membership applications and materiality consultations. Leads and implements the strategic direction of the MAP program for specific firm groupings. Ensures accurate and timely assessment of membership applications and materiality consultations, leverage regulatory int...
Enforcement Organization: FINRA (Financial Industry Regulatory Authority) ... legal experience in the financial regulatory space or related... areas. Salary: Not specified Locations: Rockville, MD; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA;...
and Deliver Training for Financial Industry Regulatory Authority ... FINRA is a not-for-profit entity that operates under the oversight of the SEC and has a mission of investor protection and market integrity. They are currently seeking an Instructional Designer to...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
more so within a financial regulatory body like **MEMBERS ONLY**SIGN UP NOW***.... As the leader of a team of attorneys, the Enforcement Director is responsible for managing a large and diverse docket of cases, ensuring that each matter is resolved in a timely...
Analyst, Risk Monitoring-Diversified, Carrying and Clearing - ANY FINRA location The Principal Analyst, Risk Monitoring-Diversified, Carrying and Clearing will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring Director....