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Functions Organization: FINRA (Financial Industry Regulatory Authority) ... Job Requisition ID: R-008012 Salary Information: - California: Minimum Salary $146,200, Maximum Salary $296,100 - Washington, DC: Minimum Salary $146,200, Maximum Salary $283,800 - Colorado/Hawaii: Minimum Salary $127,300,...
the management and assessment of firm group membership applications and materiality consultations. Leads and implements the strategic direction of the MAP program for specific firm groupings. Ensures accurate and timely assessment of membership applications and materiality consultations, leverage regulatory int...
Litigation Counsel, Enforcement - Any FINRA Location Experience: Minimum of 10 years of litigation experience Salary Information: - California: Minimum Salary $146,200, Maximum Salary $296,100 - Washington, DC: Minimum Salary $146,200, Maximum Salary $283,800 - Colorado/Hawaii: Minimum Salary $127,300,...
Counsel in Enforcement - Use Your Legal Expertise to Advance Investigations and Develop Strategies - Collaborate with a Team of Professionals in a Fast-Paced, Regulatory Environment - Make a Difference... in the Financial Industry as a Principal... Counsel in Enforcement JOB TITLE: Principal Cou...
Job Type: Full-Time FINRA, the Financial Industry Regulatory Authority, is... currently seeking a Principal Analyst for Risk Monitoring at any of our FINRA locations. This is a senior-level position that reports to a Risk Monitoring Director and is responsible...
Director, Cyber-Enabled Fraud and Analytics - Any FINRA Location Full time Posted Yesterday Job Requisition ID: R-007655 The Senior Director within FINRA’s Cyber and Analytics Unit (CAU) leads the Cyber-Enabled Fraud (CEF) team responsible for overseeing...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
Director, Special Investigations Unit - Any FINRA Location Full-time FINRA Careers Job Requisition ID: R-007744 The Senior Director within FINRA’s Special Investigations Unit (SIU) is responsible for overseeing the anti-money laundering (AML) and anti-fraud investigative functions....
of high-quality, customer-focused legal services to assigned Conservancy business... units. Report to the General Counsel. Assist the General Counsel in managing the Global Legal Function, steering the overall enterprise risk of the global organization. Ensure that Legal staff are fully...