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Senior Employee Relations Manager **Organization** is seeking a Senior Employee Relations Manager to join its People Solutions Department. The Senior Employee Relations Manager will be responsible for conducting investigations into employee complaints and allegations of misconduct, identifying risks, providing...
friendly job title: Senior Director, Special Investigations Unit - Any FINRA Location H1: Senior Director - Special Investigations Unit H2: Job Description and Responsibilities Bold Headlines: - Join the leading securities regulator in the US -...
Litigation Counsel, Enforcement - Any FINRA Location Salary: - Minimum Salary: - California: $146,200 - Washington, DC: $146,200 - Colorado/Hawaii: $127,300 - New York, NY: $152,700 - Washington: $127,300 - Maximum Salary: - California: $296,100 - Washington, DC: $283,800...
involves representing FINRA in complex disciplinary proceedings and appeals, providing guidance to other departments on legal issues, and participating in litigation training. The position requires a law degree and admission to... the bar, as well as excellent communication and organi...
Investigator, Specialist Team - All FINRA Locations Full time The Principal Investigator, Specialist Teams is responsible for conducting high complexity routine and special investigations of FINRA member firms. This includes investigating potentially suspicious activities of persons associated with...
Full-time position with FINRA (Financial Industry Regulatory Authority) •... legal experience required • Law degree from an accredited... law school and admission to... a bar required • Expertise in laws, rules, and regulations governing the securities industry preferred Key...
As the dedicated designer for our Dispute Resolution Services (DRS) team, you will... be responsible for creating, maintaining, and updating training modules for key regional job categories. Your work will directly impact our mission of investor protection and market in...
Attorney – Unaccompanied Child Project (UCP) ### Job Category: Legal ### Requisition Number: ATTOR003514 **MEMBERS ONLY**SIGN UP NOW***. (CCADW) is looking for an Attorney to join the Unaccompanied Child Project (UCP) team. In this role, the...
Senior Counsel will be responsible for providing comprehensive legal and strategic advice to the FIF global network, managing overall legal risk and developing practical solutions aligned with business operations. They will also support the General Counsel in supervising members of...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...