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registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin,...
Senior Litigation Counsel, Enforcement - Any FINRA Location H2: Essential Job Functions: - Represent FINRA in complex disciplinary and non-disciplinary proceedings - Brief and argue appeals before the National Adjudicatory Council - Provide guidance and advice on statutory disqualification and member application issues - Draft...
FINRA Job Title: Instructional Designer Job Type: Full-Time Experience: Minimum 6 years Salary: Varies based on location and experience Purpose and Meaning in Your Work: - FINRA is a not-for-profit entity operating under the oversight of the SEC, with...
with a background in regulatory or legal environments? Do... you have a strong understanding of federal securities laws and FINRA rules? If so, we have an exciting opportunity for you as a Manager in our Private Placement Review department. In...
Organization: FINRA (Financial Industry Regulatory Authority) Position: Vice... & Associate General Counsel, Regulatory Experience: Minimum of 10 years... maximum of $345,700 (varies based on location and individual qualifications) Job Requisition ID: R-007923 Job Summary: The Vice President & Associate General Counsel, Regulatory, is responsible for...
Litigation Counsel, Enforcement - Any FINRA Location The Senior Litigation Counsel, Enforcement position is a full-time role with a minimum of 10 years of litigation experience. This role involves representing FINRA in complex disciplinary proceedings and appeals, providing guidance...
Litigation Counsel, Enforcement - Any FINRA Location Salary: - Minimum Salary: - California: $146,200 - Washington, DC: $146,200 - Colorado/Hawaii: $127,300 - New York, NY: $152,700 - Washington: $127,300 - Maximum Salary: - California: $296,100 - Washington, DC: $283,800...
a challenging and rewarding career opportunity? Look no further than FINRA, the Financial Industry Regulatory Authority, Inc.... We are currently seeking a Principal Counsel, Enforcement to join our team and contribute to our mission of promoting market integrity and prote...
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Manager, Private Placement Review - Apply Now! H2: Join Our Team at Organization - Rockville, MD or Washington, DC Location Job Title: Manager, Private Placement Review Job Type: Full Time Organization: FINRA Location: Rockville, MD or Washington, DC Salary:...