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Litigation Counsel, Enforcement - Any FINRA Location Job Type: Full-Time Job Location: Various locations, including Washington, DC; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA; Boca Raton, FL; Woodbridge, NJ; San Francisco, CA; Rockville, MD; Philadelphia, PA;...
Fraud, Analytics, Director, Senior, Investigations, Examinations, Risk Monitoring, Data Analytics, Financial Regulatory, Securities, Compliance, Technology,... Fraud Identification, Cybersecurity, Computer Forensics, Data Analytics, Regulatory Compliance, Investigations, Industry Events, Leadership, Team Management,... Training, Risk Management, Threat Identification, Proactive Targeting, Industry Stakeholders, Re...
Enforcement Organization: FINRA (Financial Industry Regulatory Authority) ... legal experience in the financial regulatory space or related... areas. Salary: Not specified Locations: Rockville, MD; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA;...
and Deliver Training for Financial Industry Regulatory Authority ... FINRA is a not-for-profit entity that operates under the oversight of the SEC and has a mission of investor protection and market integrity. They are currently seeking an Instructional Designer to...
registered trademark of the Financial Industry Regulatory Authority, Inc.... Sr Vice President, Corp Financing & Advertising Regulation - The Sr Vice President of Corporate Financing and Advertising Regulation is a key member of the Office of the...
responsible for representing the Financial Industry Regulatory Authority (FINRA)... in disciplinary and non-disciplinary proceedings. They will also be responsible for briefing and arguing appeals before the National Adjudicatory Council (NAC). This role requires a minimum of 10 years of litigation...
Litigation Counsel, Enforcement - Any FINRA Location Salary Information: - Minimum salary ranges from $127,300 to $152,700, depending on location. - Maximum salary ranges from $246,600 to $296,100, depending on location. - Actual compensation is based on various...
Instructional Designer Organization: FINRA (Financial Industry Regulatory Authority) Employment... Type: Full-time Location: Multiple locations (Chicago, IL; Jersey City, NJ; Boca Raton, FL; Washington, DC; Rockville, MD; New York, NY; Los Angeles, CA) About the Organization: FINRA is a not-for-profit...
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Title: Assistant General Counsel, Regulatory - Full Time H1: Join... General Counsel in our Regulatory Group! H2: Purposeful Work with... an Assistant General Counsel, Regulatory Bold Headlines: - Work for a... Regulator with a Strong Moral Compass - Senior-Level Legal Role with FINRA as Assistant...