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Title: Assistant General Counsel, Regulatory - Full Time H1: Join... General Counsel in our Regulatory Group! H2: Purposeful Work with... an Assistant General Counsel, Regulatory Bold Headlines: - Work for a... Regulator with a Strong Moral Compass - Senior-Level Legal Role with FINRA as Assistant...
registered trademark of the Financial Industry Regulatory Authority, Inc.... Sr Vice President, Corp Financing & Advertising Regulation - The Sr Vice President of Corporate Financing and Advertising Regulation is a key member of the Office of the...
responsible for representing the Financial Industry Regulatory Authority (FINRA)... in disciplinary and non-disciplinary proceedings. They will also be responsible for briefing and arguing appeals before the National Adjudicatory Council (NAC). This role requires a minimum of 10 years of litigation...
Litigation Counsel, Enforcement - Any FINRA Location Salary Information: - Minimum salary ranges from $127,300 to $152,700, depending on location. - Maximum salary ranges from $246,600 to $296,100, depending on location. - Actual compensation is based on various...
Instructional Designer Organization: FINRA (Financial Industry Regulatory Authority) Employment... Type: Full-time Location: Multiple locations (Chicago, IL; Jersey City, NJ; Boca Raton, FL; Washington, DC; Rockville, MD; New York, NY; Los Angeles, CA) About the Organization: FINRA is a not-for-profit...
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
Litigation Counsel, Enforcement - Any FINRA Location Job Title: Senior Litigation Counsel, Enforcement Salary Range: Minimum salary $127,300 - Maximum salary $296,100 (based on location and qualifications) Experience: Minimum of 10 years of litigation experience Job Description:...
Friendly Job Title: Senior Litigation Counsel - Enforcement H1: Join FINRA as a Senior Litigation Counsel H2: Represent FINRA in Complex Securities Cases Organization: FINRA Department: Office of Hearing Officers Experience: Minimum of 10 years...
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
Litigation Counsel, Enforcement - Any FINRA Location Job Type: Full-Time Job Location: Various locations, including Washington, DC; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA; Boca Raton, FL; Woodbridge, NJ; San Francisco, CA; Rockville, MD; Philadelphia, PA;...