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General Counsel, Africa and Europe The candidate will independently manage the Africa and Europe Legal Team to ensure the delivery of high-quality, customer-focused legal services to assigned Conservancy business units. Report to the General Counsel. Assist the General Counsel in...
Senior + Disability Rights Project Asian Pacific Islander... Legal Outreach (API Legal Outreach) is looking for a Staff Attorney to join their team and provide legal representation to low-income adults 60 years of age or older and adults with...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
Principal Investigator, NCP The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the course of Cause investigations, in proactively identifying risk using various internal...
Investigator, FINOP-NCP The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the course of Cause investigations, in proactively identifying risk using various internal and...
Director, MAP The candidate reports directly to the Vice President, Membership Application Program & Statutory Disqualification. Senior leaders responsible for the management and assessment of firm group membership applications and materiality consultations. Leads and implements the strategic direction of the...
Litigation Counsel - Enforcement The Senior Litigation Counsel is a key role within the organization, responsible for representing FINRA in complex disciplinary and non-disciplinary proceedings nationwide. This role requires a minimum of 10 years of litigation experience, first-chair trial...
be registered as in-house counsel in CA. **MEMBERS ONLY**SIGN UP NOW***. offers a supportive and inclusive environment where you can work on some of the most challenging and impactful AI projects in the world. We also offer competitive compensation packages, including...
Investigative Director, Specialist Team - All FINRA Locations FINRA is seeking an Investigations Director, Specialist Team, to manage examinations and investigations of broker-dealers' compliance with applicable rules and regulations, and financial crimes. This is a senior-level position that...