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**MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Sr Vice President, Corporate Financing & Advertising Regulation - Full Time JOB REQUISITION ID: R-007616 Organization: FINRA Department: Office of...
Senior Director, Cyber-Enabled Fraud and Analytics will be responsible for overseeing investigations and examinations related to cyber-enabled fraud within FINRA member firms. They will also lead a team of highly skilled cyber, fraud, and analytics specialists and develop a data...
Director, Special Investigations Unit - Any FINRA Location Experience: Significant securities, compliance, or financial regulatory experience Salary: Based on location and factors such as skill set, level of experience, and education Job Type: Full time Education: Bachelor's degree in relevant...
and litigate nationwide non-disciplinary and disciplinary proceedings. The role also involves briefing and arguing appeals before the National Adjudicatory Council. The ideal candidate will have a law degree, admission to the... bar, and a minimum of 10 years of li...
Principal Investigator, NCP The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the course of Cause investigations, in proactively identifying risk using various internal...
Investigator, FINOP-NCP The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the course of Cause investigations, in proactively identifying risk using various internal and...
Principal Analyst, Dispute Resolution Services Training at FINRA H2: Join Our Team and Make a Difference in the Securities Industry FINRA, the Financial Industry Regulatory Authority, is seeking a highly qualified Principal Analyst to join our Dispute Resolution Services...
is an Equal Opportunity and Affirmative Action Employer Principal Investigator, Specialist Team - All FINRA Locations Full time Salary Information: California: Minimum Salary $106,400, Maximum Salary $200,200 Washington, DC: Minimum Salary $106,400, Maximum Salary...
Designer - Develop and Deliver Training for Dispute Resolution Services at Not-For-Profit Regulator FINRA Salary Range: • California: $106,400 - $200,200 • Washington, DC/Maryland: $106,400 - $191,800 • Colorado/Hawaii: $92,500 - $166,800 • New York, NY: $111,000 - $200,200...
Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with...