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Title: Principal Analyst, Regulatory Services Management Location: Remote/Office Organization:... FINRA (Financial Industry Regulatory Authority) Department:... Market Regulation and Transparency Services (MRTS) Salary Range: -... California: Minimum Salary $106,400, Maximum Salary $200,200 - Washington, DC: Minimum Salary $106,400 Maximum Salary $191,800...
Information: The salary for this position ranges from $169,936 to $305,760 yearly, depending on experience and qualifications. Job Title: Assistant General Counsel - Regulatory / Legal Experience Information: The ideal candidate for this position will have a minimum...
Director, Cyber-Enabled Fraud and Analytics - Any FINRA Location Full Time Job Requisition ID: R-007655 The Senior Director within FINRA’s Cyber and Analytics Unit (CAU) leads the Cyber-Enabled Fraud (CEF) team responsible for overseeing investigations involving member...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location:... Various locations (CA, Washington DC, CO, HI, New York, NY, WA, MD) Department: Office of General Counsel H1: Join the Team at FINRA as an Assistant General Counsel, Regulatory H2:...
Risk Monitoring - Capital Markets - Any FINRA Location Full Time Job Requisition ID: R-008111 Job Title: Director, Risk Monitoring - Capital Markets Experience: MBA, JD, other graduate degree and/or relevant industry certification(s) preferred. Organization:...
Principal Analyst, Risk Monitoring will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members. This is a senior-level position reporting to a Risk Monitoring Director and will support both that direct manager in identifying existing...