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registered trademark of the Financial Industry Regulatory Authority, Inc.... Corporate Financing and Advertising Regulation is responsible for setting... corporate financing and advertising regulation programs. This includes supervising... program operations, developing policy positions, and advising senior staff and board members on...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
Friendly Job Title: Senior Director, Special Investigations Unit H1 Heading: Senior Director - Special Investigations Unit H2 Headings: Essential Job Functions, Education/Experience Requirements, Knowledge Requirements, Skills Requirements Senior Director, Special Investigations Unit - Any FINRA Location...
relevant legal experience in financial regulatory space or related... areas. Salary: Competitive salary based on experience and qualifications. H1: Principal Counsel, Enforcement - Join FINRA's Legal Team H2: Seeking Experienced Legal Professionals for Principal Counsel Role FINRA is currently hiring for the...
Friendly Job Title: Director, Risk Monitoring - Capital Markets H1 Heading: Director, Risk Monitoring - Capital Markets - Any Finra Location H2 Heading: Essential Job Functions Bullet Points: - Supervise the activities of Risk Monitoring Analysts for...
Requirements H2: Salary Information H2: Time Off and Paid Leave H2: Important Information H2: Search Firm Representatives H2: Equal Opportunity and Affirmative Action Employer Organization: FINRA (Financial Industry Regulatory Authority) Job... Title: Principal Analyst, Risk Monitoring Location: Any FIN...