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Litigation Counsel, Enforcement - Any FINRA Location Job Type: Full-Time Job Location: Various locations, including Washington, DC; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA; Boca Raton, FL; Woodbridge, NJ; San Francisco, CA; Rockville, MD; Philadelphia, PA;...
representation to the organization's companies, officers and employees in connection with civil, criminal and administrative proceedings.... Responsible for risk mitigation in the handling of lawsuits and claims, handling complex litigation matters independently, and supervising and mentoring other attorneys and para...
MRTS Regulatory Compliance The candidate will manage key regulatory and compliance functions for Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and manage...
Litigation Counsel, Enforcement - Any FINRA Location The Senior Litigation Counsel is responsible for representing the Financial Industry Regulatory Authority (FINRA) in disciplinary and non-disciplinary proceedings. They will also be responsible for briefing and arguing appeals before the National...
representation to the organization's companies, officers and employees in connection with civil, criminal and administrative proceedings.... Responsible for risk mitigation in the handling of lawsuits and claims, handling complex litigation matters independently, and supervising and mentoring other attorneys and para...
MRTS Regulatory Compliance The candidate will manage key regulatory and compliance functions for Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and manage...
Friendly Job Title: Senior Litigation Counsel - Enforcement H1: Join FINRA as a Senior Litigation Counsel H2: Represent FINRA in Complex Securities Cases Organization: FINRA Department: Office of Hearing Officers Experience: Minimum of 10 years...
representation to the organization's companies, officers and employees in connection with civil, criminal and administrative proceedings.... Responsible for risk mitigation in the handling of lawsuits and claims, handling complex litigation matters independently, and supervising and mentoring other attorneys and para...
Litigation Counsel, Enforcement - Any FINRA Location Job Title: Senior Litigation Counsel, Enforcement Salary Range: Minimum salary $127,300 - Maximum salary $296,100 (based on location and qualifications) Experience: Minimum of 10 years of litigation experience Job Description:...
MRTS Regulatory Compliance The candidate will manage key regulatory and compliance functions for Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and manage...