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Role: - Assistant General Counsel, Regulatory - Full time - Job Requisition ID: R-008031 Organization: - FINRA (Financial Industry Regulatory Authority) Overview: - FINRA is a not-for-profit entity operating under the oversight of the SEC....
Director, Special Investigations Unit - Any Finra Location Full-time position Job Requisition ID: R-007744 FINRA (Financial Industry Regulatory Authority) is seeking a Senior Director for their Special Investigations Unit (SIU) to oversee anti-money laundering (AML) and anti-fraud...
Senior Litigation Counsel, Enforcement - Any... proceedings and appeals • Provide guidance on statutory disqualification, member application denials, and waiver/exemption requests • Draft and review legal documents, conduct witness prep, and oversee pre-hearing tasks • Conduct litigation consults and nego...
H1: Senior Litigation Counsel, Enforcement - Any... FINRA in Complex Securities Litigation Cases BOLD HEADLINE:... FINRA as a Senior Litigation Counsel and Make an... Impact in the Financial Industry Bullet Points: - Seeking experienced litigator to handle nationwide...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...