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Senior Director, Special Investigations Unit - Any... Senior Director within FINRA’s Special Investigations Unit (SIU) will... oversee the AML and anti-fraud investigative functions, providing leadership to specialist teams and collaborating with other FINRA components to mitigate priority threats. This senior...
Information: Based on location and various factors, including skills, experience, and education Job Status: Full-time Job... Requisition ID: R-008031 Location: Various locations (CA, Washington DC, CO, HI, New York, NY, WA, MD) Key Responsibilities: - Render senior-level le...
Advisor, Member Supervision The candidate will provide critical leadership and strategic support to the Senior Vice President in the performance of a full and diverse range of functions. Enable the SVP to effectively develop and execute on strategy, engage in...
job title: Senior Director, Special Investigations Unit - Any... H1: Senior Director - Special Investigations Unit H2:... Job Description and Responsibilities Bold Headlines: - Join the leading securities regulator in the US - Oversee AML and anti-fraud...
high complexity routine and special investigations of FINRA member... firms. This includes investigating potentially suspicious activities of persons associated with FINRA member firms and providing guidance to Member Supervision staff on their complex assignments. This position requires an expert level...
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Director, Cyber-Enabled Fraud and Analytics - Any FINRA Location Full time Posted Yesterday Job Requisition ID: R-007655 The Senior Director within FINRA’s Cyber and Analytics Unit (CAU) leads the Cyber-Enabled Fraud (CEF) team responsible for overseeing...
Washington: $127,300 - Maximum Salary: - California: $296,100 - Washington, DC: $283,800 - Colorado/Hawaii: $246,600 - New York, NY: $296,100 - Washington: $283,800 Experience: - Minimum of 10 years of litigation experience - First-chair trial experience Education:...
Litigation Counsel, Enforcement - Any FINRA Location The Senior Litigation Counsel, Enforcement position is a full-time role with a minimum of 10 years of litigation experience. This role involves representing FINRA in complex disciplinary proceedings and appeals, providing guidance...
Advisor, Member Supervision The candidate will provide critical leadership and strategic support to the Senior Vice President in the performance of a full and diverse range of functions. Enable the SVP to effectively develop and execute on strategy, engage in...