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Job Title: Senior Director, Special Investigations Unit - AML... as our Senior Director, Special Investigations Unit H2... Essential Job Functions - Education/Experience Requirements - Knowledge Requirements... - Skills Requirements - Salary Information - Time Off and Paid Leave -...
is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any...
Friendly Job Title: Senior Litigation Counsel, Enforcement - Any FINRA Location H1: Join the FINRA Team as a Senior Litigation Counsel, Enforcement H2: Represent FINRA in Complex Securities Cases Nationwide Key Responsibilities: - Litigate non-disciplinary and disciplinary...
Litigation Cases - Provide Guidance and Advice on Statutory Disqualification and Member Application Issues - Conduct Legal Research and Draft Advocacy Documents - Collaborate with Various Departments Across FINRA - Work on Special Projects as Assigned ... Salary Information:...
Bold headlines: - Are you looking for meaningful work in the financial industry? - Join FINRA as an Assistant General Counsel, Regulatory - Senior-Level Legal Role with Purpose and Meaning - Essential Job Functions - Education/Experience Requirements - Work Condi......
Advisor, Member Supervision The candidate will provide critical leadership and strategic support to the Senior Vice President in the performance of a full and diverse range of functions. Enable the SVP to effectively develop and execute on strategy, engage in...
hourly rate based on education level and qualifications, with... the option to work remotely from anywhere within the United States. The PCAOB's mission is to protect investors and drive audit quality and innovation while upholding the highest standards of ethical...
Principal Investigator, NCP - Any Finra Location - Full-time position with FINRA’s National Cause Program (NCP) - Responsible for conducting investigations of potential fraud and misconduct - Conducts extensive background searches of FINRA member firms and registered representatives -...
Investigator, NCP - Investigating Fraud and Misconduct at FINRA" #H1: Principal Investigator, NCP - Investigating Fraud and Misconduct at FINRA #H2: Join Our Team as a Principal Investigator at FINRA for Investigating Fraud and Misconduct Organization: FINRA (Financial...
Director and support in identifying existing and emerging risks - Collaborate with internal departments to analyze and make recommendations on regulatory intelligence - Mentor and coach junior risk monitoring staff - Serve in leadership roles for special projects and tech...