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FINRA Department: Market Regulation and Transparency Services Job Title: Principal Analyst, Regulatory Services Management Experience: Minimum of 8 years Salary Range: $92,500 - $200,200 (varies by location) Job Type: Full Time H1: Principal Analyst, Regulatory Services Management - **MEMBERS ONLY**SIGN UP NOW***...
Principal Analyst, Risk Monitoring - Any FINRA Location H2: Essential Job Functions - Conduct risk monitoring activities and ongoing risk assessments for FINRA members - Report to a Risk Monitoring Director and support in identifying existing and emerging risks -...
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FINRA Department: Risk Monitoring Job Title: Principal Analyst, Risk Monitoring Experience: - Minimum of 5 years of experience in risk monitoring, financial analysis, or related field. - Experience in the financial industry, with a strong understanding...
Regulatory Services Management - Full Time The Director of Regulatory Services Management (RSM) is responsible for managing key operations and reporting functions for RSM, including acting as a centralized resource for Regulatory Operations (RegOps) concerning Cross Market Regulatory Working...
Strategic Advisor in Market Regulation & Transparency Services (“MRTS”) is a crucial role within the organization, providing leadership and strategic support to the head of Strategic Regulatory Engagement (“SRE”). The role requires a minimum of ten years of experience in...
Title: Principal Analyst, Risk Monitoring Organization: FINRA (Financial Industry Regulatory Authority) Experience: Senior-level Salary: Dependent on location and qualifications, ranging from $92,500 to $200,200 Location: Any FINRA location (CA, WA, DC, CO, HI, MN, VT, NY, WA, MD) H1:...
Enforcement - Oversee a team of 5-8 Enforcement attorneys in developing and resolving cases Salary information: Ranges from $127,300-$296,100 depending on location and experience Job title: Director, Enforcement Experience: Minimum of 7 years in securities-related regulatory and/or complex litigation experience,...
Enforcement - Full Time Job Requisition ID: R-008299 Organization: FINRA Location: Flexible (various office locations) The Enforcement Director at FINRA is responsible for managing a team of 5-8 attorneys and overseeing the development and resolution of...
**MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Director, Enforcement Salary Information: - Minimum salary: $127,300 - Maximum salary: $296,100 Job Title: Director, Enforcement Experience Information: - Minimum of 7 years of securities-related regulatory and/or complex...