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Principal Investigator, Specialist Team The candidate independently conducts advanced high complexity routine and special investigations of member firms; investigates potentially suspicious activities of persons associated with member firms; provides guidance to Member Supervision staff on their complex assignments, as well...
play a crucial role in the legal system, providing support to attorneys and clients in various legal matters. Child Justice Inc, a non-profit organization, is currently seeking a Paralegal to join their team in Rockville and work remotely. This full-time...
preparing for on-the-record testimony of potential respondents. Assist with preparing for and/or take off-the-record customer interviews. Assist investigators with investigative tasks such as entering data and updating and maintaining document files. Review and synopsize... transcripts. Assist with preparing for he...
preparing for on-the-record testimony of potential respondents. Assist with preparing for and/or take off-the-record customer interviews. Assist investigators with investigative tasks such as entering data and updating and maintaining document files. Review and synopsize... transcripts. Assist with preparing for he...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Litigation Counsel, Enforcement - Any FINRA Location Salary: - Minimum Salary: - California: $146,200 - Washington, DC: $146,200 - Colorado/Hawaii: $127,300 - New York, NY: $152,700 - Washington: $127,300 - Maximum Salary: - California: $296,100 - Washington, DC: $283,800...
Litigation Counsel, Enforcement - Any FINRA Location The Senior Litigation Counsel, Enforcement position is a full-time role with a minimum of 10 years of litigation experience. This role involves representing FINRA in complex disciplinary proceedings and appeals, providing guidance...
Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly....
MRTS Regulatory Compliance The candidate will manage key regulatory and compliance functions for Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and manage...