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Principal Counsel, Enforcement - Apply Now! H2: Join FINRA as a Principal Counsel and make a difference in the financial regulatory space Organizations: FINRA (Financial Industry Regulatory Authority) Locations: - Rockville, MD - Jersey City, NJ -...
skilled cyber, fraud, and analytics specialists and develop a data analytics strategy to identify... fraud and other suspicious conduct. This is a senior level leadership position with a competitive salary and benefits package. The ideal candidate will have a bachel...
Private Foundation H2 Heading: Responsibilities and Qualifications for Associate General Counsel at a Private Foundation Bold Headlines: - Legal Advice and Services for a Private Foundation - Compliance with Non-Profit Tax Laws and Regulations - Grants,... Contracts, and...
is an equal opportunity employer and highly values diversity. Deputy General Counsel: Providing Legal Expertise and Leadership at **MEMBERS ONLY**SIGN UP NOW***. **MEMBERS ONLY**SIGN UP NOW***., the premier nonprofit environmental law organization, is seeking a Deputy General Counsel to join their team. This...
Director, Special Investigations Unit - Any FINRA Location Experience: Significant securities, compliance, or financial regulatory experience Salary: Based on location and factors such as skill set, level of experience, and education Job Type: Full time Education: Bachelor's degree in relevant...
**MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Sr Vice President, Corporate Financing & Advertising Regulation - Full Time JOB REQUISITION ID: R-007616 Organization: FINRA Department: Office of...
NCP. Provides subject matter expertise throughout the course of Cause investigations, in proactively identifying risk using various internal and external systems. Provides an advanced level of in-depth data analysis for NCP investigations... with respect to conducting reviews and subsequently providing...
MRTS Regulatory Compliance The candidate will manage key regulatory and compliance functions for Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and manage...
subject matter expertise throughout the course of Cause investigations, in proactively identifying risk using various internal and external systems. Provides an advanced level of in-depth data analysis for NCP investigations... with respect to conducting reviews and subsequently providing a h...
Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with...