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Associate, General Counsel - Salary information, job title and experience: - Salary range for this role in Washington, DC (Headquarters) is $242,000 - $399,200 - Full-time position in the Office of General Counsel (OGC) - Minimum of 15+ years of legal experience required -...
Principal Counsel, Enforcement - Join FINRA Today! H2: Apply for the Role of Principal Counsel, Enforcement at FINRA Are you a highly skilled and experienced legal professional with a background in financial regulation? Are you looking for a challenging...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
General Counsel - Lead Legal Advisor for Environmental Nonprofit Organization **MEMBERS ONLY**SIGN UP NOW***. is a renowned nonprofit environmental law organization that takes on the most significant and precedent-setting cases across the country. With a mission to protect people's health, preserve wildlife...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
NCP. Provides subject matter expertise throughout the course of Cause investigations, in proactively identifying risk using various internal and external systems. Provides an advanced level of in-depth data analysis for NCP investigations... with respect to conducting reviews and subsequently providing...
MRTS Regulatory Compliance The candidate will manage key regulatory and compliance functions for Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and manage...
subject matter expertise throughout the course of Cause investigations, in proactively identifying risk using various internal and external systems. Provides an advanced level of in-depth data analysis for NCP investigations... with respect to conducting reviews and subsequently providing a h...
understanding of federal securities laws and FINRA rules? If... so, we have an exciting opportunity for you as a Manager in our Private Placement Review department. In this role, you will lead and manage a team conducting reviews and investigati...
Friendly Job Title: Principal Analyst, Regulatory Services Management H1: Join FINRA as a Principal Analyst in Regulatory Services Management H2: Help Ensure Regulatory Compliance and Oversight in the Financial Industry Organization: FINRA (Financial Industry Regulatory Authority)...