Save your search progress and never miss an update
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Director, Special Investigations Unit - Any FINRA Location Full Time R-007744 The Senior Director within FINRA’s Special Investigations Unit (SIU) will oversee the AML and anti-fraud investigative functions, providing leadership to specialist teams and collaborating with other...
NCP. Provides subject matter expertise throughout the course of Cause investigations, in proactively identifying risk using various internal and external systems. Provides an advanced level of in-depth data analysis for NCP investigations... with respect to conducting reviews and subsequently providing...
subject matter expertise throughout the course of Cause investigations, in proactively identifying risk using various internal and external systems. Provides an advanced level of in-depth data analysis for NCP investigations... with respect to conducting reviews and subsequently providing a h...
and Analytics Unit (CAU) leads the Cyber-Enabled Fraud (CEF) team responsible for overseeing cyber-enabled fraud investigations involving member firms and the Analytics Threat Targeting team, which conducts threat identification analysis and proactive targeting using data analytics to support the... d...
Principal Counsel, Enforcement - $150,000-$200,000/year - Full Time - R-007990 H2: Join Our Team as an Enforcement Principal Counsel with FINRA! Are you a skilled and experienced attorney looking for a challenging and rewarding career opportunity? Look no...
Assistant General Counsel, Regulatory • Full-time position with FINRA (Financial Industry Regulatory Authority) • Job Requisition ID: R-008031 • Minimum of 6-8 years of related legal experience required • Law degree from an accredited law school and admission to a...
preparing for on-the-record testimony of potential respondents. Assist with preparing for and/or take off-the-record customer interviews. Assist investigators with investigative tasks such as entering data and updating and maintaining... document files. Review and synopsize transcripts. Assist with preparing for he...
preparing for on-the-record testimony of potential respondents. Assist with preparing for and/or take off-the-record customer interviews. Assist investigators with investigative tasks such as entering data and updating and maintaining... document files. Review and synopsize transcripts. Assist with preparing for he...
friendly job title: Senior Director, Special Investigations Unit - Any FINRA Location H1: Senior Director - Special Investigations Unit H2: Job Description and Responsibilities Bold Headlines: - Join the leading securities regulator in the US -...