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Friendly Job Title: Senior Director, Special Investigations Unit - AML & Fraud H1 Heading: Join FINRA as our Senior Director, Special Investigations Unit H2 Headings: - Overview of the Position - Essential Job Functions - Education/Experience Requirements -...
is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any...
Advisor, Member Supervision The candidate will provide critical leadership and strategic support to the Senior Vice President in the performance of a full and diverse range of functions. Enable the SVP to effectively develop and execute on strategy, engage in...
representation to the organization's companies, officers and employees in connection with civil, criminal and administrative proceedings. Responsible... for risk mitigation in the handling of lawsuits and claims, handling complex litigation matters independently, and supervising and mentoring other attorneys and para...
MRTS Regulatory Compliance The candidate will manage key regulatory and compliance functions for Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and manage...
Text: The Public Company Accounting Oversight Board (PCAOB) is currently seeking legal interns for Fall 2024. This part-time position offers a competitive hourly rate based on education level and qualifications, with the option to work remotely from anywhere within...
PCAOB is a nonprofit organization established by Congress to oversee the audits of public companies in order to protect investors and further the public interest in the preparation of informative, accurate, and independent audit reports. The organization is currently seeking...