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Associate General Counsel, Broker-Dealer/Investment Advisor Group ## Overview Organization is looking for an Associate General Counsel to work in the Broker-Dealer/Investment Adviser Group. The position is primarily responsible for working with the Vice President, Broker-Dealer/Investment Adviser Group, to develop...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
advice and managing various legal functions, including commercial contracts, corporate work, due diligence, intellectual... property, litigation, regulatory compliance, and user-facing policies. The ideal candidate will have a qualification to practice law in the United States,... technical competence in multiple functio...
and manage multiple time-sensitive assignments Ability to travel Preferred Qualifications: Experience with tax law, preferably with a focus... on tax-exempt organizations Experience with lobbying disclosure requirements and campaign finance regulations Experience with government procurement and data privacy laws Experienc...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Takeaways: - Job Title: Assistant Chief Counsel - Organization: Public Company Accounting Oversight Board (PCAOB) - Location: Washington ., New York, NY, Chicago, IL - Time Type: Full Time - Job Requisition ID: R972 - Salary Range (Based on...
Associate Chief Counsel Salary Range: $207,600 - $369,000 Experience Level: Minimum of 12+ years Organization: Public Company Accounting Oversight Board (PCAOB) Location: Washington, ., New York, NY, Chicago, IL Time Type: Full time Job Requisition ID: R973 Posted On:...
Counsel (OGC) - Minimum of 15+ years of legal experience required - Juris doctor (JD) from an accredited law school in the United... States - Active member of the Bar - Experience in an environment related to accounting, financial matters, or public auditing preferred...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color,...