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Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Analyst, Public Offerings The candidate analyzes complex and high-profile public offering transactions. Reviews and investigates proposed public offering underwriting arrangements to ensure compliance with the organization and SEC rules as well as other securities laws. Ensures underwriting compensation is adequately...
Organization: FINRA Department: Corporate Financing Public Offerings ... experience) Posted: 3 Days Ago FINRA (Financial Industry Regulatory Authority) is seeking a Senior Analyst for their Corporate Financing Public Offerings department.... This role involves analyzing complex and...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
General Counsel The **MEMBERS ONLY**SIGN UP NOW***. (SOC) is looking for an experienced Assistant General Counsel to join their team and provide innovative legal strategies and advocacy to support campaigns that challenge the power and conduct of America’s largest corporations....
Analyst, Public Offerings The candidate analyzes complex and high-profile public offering transactions. Reviews and investigates proposed public offering underwriting arrangements to ensure compliance with the organization and SEC rules as well as other securities laws. Ensures underwriting compensation is adequately...
Senior Counsel will be responsible for providing comprehensive legal and strategic advice to the FIF global network, managing overall legal risk and developing practical solutions aligned with business operations. They will also support the General Counsel in supervising members of...