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Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Vice President, Corporate Financing Department - Full-time... role in the Corporate Financing and Advertising Regulation... with other FINRA departments - Leadership experience and advanced knowledge of corporate financing rules and industry... practices required Role Responsibilities - Manage the Corpo...
id R-008114 The Investigations Director, Specialist Team, manages... examinations and investigations of broker-dealers’ compliance with... applicable rules and regulations, and financial crimes. The Director develops and supervises specialists regulatory programs and work products related to the routine and special...
Title: Senior Analyst, Public Offerings Experience: At least 3 years of related industry experience Education: Bachelor’s Degree, JD or MBA preferred Salary: - California: Minimum of $78,900, Maximum Salary $146,900 - Washington, DC: Minimum Salary $78,900, Maximum Salary $140,800 -...
Title: Senior Counsel, Labor and Employment Experience: Minimum of 6 years of legal experience The Aspen Group, one of the largest and most trusted retail healthcare business support organizations in the ., is seeking a Senior Counsel, Labor and...
- Organization: **MEMBERS ONLY**SIGN UP NOW***. Corporate - Salary information: Annual... Employee Salary Increase and Incentive Bonus, $10,000 Tuition Reimbursement per year ($5,700 part-time), $10,000 Student Loan Repayment ($5,000 part-time), $1,000 Professional Development per year ($500 part-time), $250 Wellbeing Fund per year...