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General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
**MEMBERS ONLY**SIGN UP NOW***. (ILRC) is seeking a Staff Attorney to join their team in California. As a national nonprofit legal support center, the ILRC works to enhance the capacity of immigrants, community organizations, and the legal sector to build...
Legal Aid at Work (LAAW) Job Title: Wage Protection Program Staff Attorney Experience Level: 2-5 years of litigation experience Job Type: Contract Location: San Francisco, CA Salary: $90,000-$172,950 per year (depending on years out of law school) H1: Legal...
Counsel - - Remote - $100,000 - $125,000 a year - Permanent, Full-time H1: Join as a Corporate Counsel and Make a Difference in the World! H2: Impact First: Help Underserved Communities Thrive with Overview:...
Job Title: Principal Analyst, Regulatory Services Management Organization: FINRA Experience: Minimum 8 years Education: Bachelor's degree, Juris Doctorate preferred Location: Various (CA, Washington DC, CO, HI, NY, WA) Salary: Varies based on location and experience, see chart below Full-time...
friendly job title: Senior Director, Special Investigations Unit - FINRA - Full Time H1: Senior Director, Special Investigations Unit - Any FINRA Location H2: About FINRA's Special Investigations Unit (SIU) Salary Information: - Minimum salary: $149,600 - Maximum salary:...
Litigation Counsel - Enforcement The Senior Litigation Counsel is a key role within the organization, responsible for representing FINRA in complex disciplinary and non-disciplinary proceedings nationwide. This role requires a minimum of 10 years of litigation experience, first-chair trial...
package, including a discretionary bonus, comprehensive health, dental and vision insurance, 401(k) plan with company match, and many other... benefits. Principal Counsel, Enforcement - Competitive salary and benefits package - Full-time position - Job requisition ID: R-007990 - Locations: Rockville, MD; Jersey City, NJ;...
FINRA Department: Office of General Counsel Location: Washington, DC Salary: R-008031: Assistant General Counsel, Regulatory Assistant General Counsel, Regulatory – Full Time Purpose and Meaning in Work – Join Us at FINRA! As a not-for-profit...
be registered as in-house counsel in CA. **MEMBERS ONLY**SIGN UP NOW***. offers a supportive and inclusive environment where you can work on some of the most challenging and impactful AI projects in the world. We also offer competitive compensation packages, including...