Save your search progress and never miss an update
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
and Benefits: This position is exempt and not eligible for overtime. The salary for this position ranges from $160,000 - $180,000 per year depending on qualifications and experience. **MEMBERS ONLY**SIGN UP NOW***. offers a competitive salary package with excellent benefits. This is...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Summary **MEMBERS ONLY**SIGN UP NOW***., an international non-profit, seeks a qualified applicant for the position of Legal Counsel. The successful candidate may work remotely in Connecticut, Washington. DC, or New York or in the Washington, DC office on a hybrid schedule....
Internship at The Leadership Conference on Civil and Human Rights – Fall 2024 Job Title: Legal Intern at The Leadership Conference Experience: Current enrollment in an accredited law school Salary: $24 per hour for minimum of 24...
Senior Litigation Counsel, Enforcement - Any FINRA Location H2: Essential Job Functions: - Represent FINRA in complex disciplinary and non-disciplinary proceedings - Brief and argue appeals before the National Adjudicatory Council - Provide guidance and advice on statutory disqualification and member application issues - Draft...
Salary: $140,000 – $168,000 per year, depending on experience. American Progress also offers a generous benefits package. SEO Friendly Job Title: Deputy General Counsel (Hybrid) at Independent Nonpartisan Policy Institute in Washington, DC H1 Heading: Join Our Team...
FINRA Job Title: Instructional Designer Job Type: Full-Time Experience: Minimum 6 years Salary: Varies based on location and experience Purpose and Meaning in Your Work: - FINRA is a not-for-profit entity operating under the oversight of the SEC, with...
Friendly Job Title: Principal Analyst, Regulatory Services Management H1: Join FINRA as a Principal Analyst in Regulatory Services Management H2: Help Ensure Regulatory Compliance and Oversight in the Financial Industry Organization: FINRA (Financial Industry Regulatory Authority)...
Associate General Counsel, Broker-Dealer/Investment Advisor Group ## Overview Organization is looking for an Associate General Counsel to work in the Broker-Dealer/Investment Adviser Group. The position is primarily responsible for working with the Vice President, Broker-Dealer/Investment Adviser Group, to develop...