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Friendly Job Title: Senior Director, Special Investigations Unit - AML & Fraud H1 Heading: Join FINRA as our Senior Director, Special Investigations Unit H2 Headings: - Overview of the Position - Essential Job Functions - Education/Experience Requirements -...
Friendly Job Title: Senior Litigation Counsel, Enforcement - Any FINRA Location H1: Join the FINRA Team as a Senior Litigation Counsel, Enforcement H2: Represent FINRA in Complex Securities Cases Nationwide Key Responsibilities: - Litigate non-disciplinary and disciplinary...
Principal Counsel, Enforcement - FINRA Careers H2: Join Our Team as a Principal Counsel, Enforcement FINRA, the Financial Industry Regulatory Authority, is seeking a highly skilled and experienced Principal Counsel to join our Enforcement team. This is a full-time position with...
Litigation Cases - Provide Guidance and Advice on Statutory Disqualification and Member Application Issues - Conduct Legal Research and Draft... Advocacy Documents - Collaborate with Various Departments Across FINRA - Work on Special Projects as Assigned Salary Information:...
friendly job title: Assistant General Counsel, Regulatory - Full Time H1 heading: Join FINRA as an Assistant General Counsel, Regulatory H2 heading: Senior-Level Legal Role with Purpose and Meaning Bold headlines: - Are you looking for meaningful...
Friendly Job Title: Director, Risk Monitoring - Capital Markets H1 Heading: Join FINRA as a Director of Risk Monitoring in Capital Markets H2 Heading: Lead a Team of Risk Monitoring Analysts and Oversee Risk Assessments for a Portfolio...
Advisor, Member Supervision The candidate will provide critical leadership and strategic support to the Senior Vice President in the performance of a full and diverse range of functions. Enable the SVP to effectively develop and execute on strategy, engage in...
is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any...
Investigator, NCP - Investigating Fraud and Misconduct at FINRA" #H1: Principal Investigator, NCP - Investigating Fraud and Misconduct at FINRA #H2: Join Our Team as a Principal Investigator at FINRA for Investigating Fraud and Misconduct Organization: FINRA (Financial...
FINRA Department: Market Regulation and Transparency Services Job Title: Principal Analyst, Regulatory Services Management Experience: Minimum of 8 years Salary Range: $92,500 - $200,200 (varies by location) Job Type: Full Time H1: Principal Analyst, Regulatory Services Management - **MEMBERS ONLY**SIGN UP NOW***...