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Director, Special Investigations Unit - Any FINRA Location Full Time R-007744 Overview: - Senior leadership position within FINRA’s Special Investigations Unit (SIU) - Oversees anti-money laundering (AML) and anti-fraud investigative functions - Leads specialist AML Investigations...
Litigation Counsel, Enforcement - Any FINRA Location Full Time R-007844 Overview: - The Senior Litigation Counsel represents FINRA in complex disciplinary and non-disciplinary proceedings nationwide. - They also handle appeals before the National Adjudicatory Council and...
Principal Counsel, Enforcement Organization: FINRA (Financial Industry Regulatory Authority) Location: Multiple locations (Rockville, MD, Jersey City, NJ, Jericho, NY, Denver, CO, Dallas, TX, Chicago, IL, Boston, MA, Boca Raton, FL, Woodbridge, NJ, Washington, DC, San Francisco, CA, Philadelphia, PA, New...
SUMMARY: Senior Litigation Counsel, Enforcement - Any FINRA Location The Senior Litigation Counsel, Enforcement is responsible for representing FINRA in complex disciplinary proceedings and appeals. They will also provide guidance and advice on issues related to statutory disqualification,...
Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of legal experience required Salary: Based on location and experience, ranging from $127,300 to $296,100 Job Type: Full-time Purpose and Meaning:...
Chelsea and Boston - Staff Lawyer for the Day programs in court - Staff housing clinics in several locations in Chelsea - Advise tenants and community partners on legal housing matters - Conduct community trainings - Maintain regular... communications with various interested groups and...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Advisor, Member Supervision The candidate will provide critical leadership and strategic support to the Senior Vice President in the performance of a full and diverse range of functions. Enable the SVP to effectively develop and execute on strategy, engage in...
- Senior Director, Cyber-Enabled Fraud and Analytics position within FINRA's Cyber and Analytics Unit (CAU) - Responsible for overseeing cyber-enabled fraud investigations and conducting threat identification analysis using data analytics - Supervises a team of highly skilled specialists and...
Principal Investigator, Specialist Team, is a full-time position that is responsible for conducting high complexity routine and special investigations of FINRA member firms. This role also involves investigating potentially suspicious activities of persons associated with FINRA member firms and providing...