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Senior Litigation Counsel, Enforcement - Any FINRA Location H2: Represent FINRA in Complex Securities Litigation Cases BOLD HEADLINE: Join FINRA as a Senior Litigation Counsel and Make an Impact in the Financial Industry Bullet Points: - Seeking experienced...
Role: - Assistant General Counsel, Regulatory - Full time - Job Requisition ID: R-008031 Organization: - FINRA (Financial Industry Regulatory Authority) Overview: - FINRA is a not-for-profit entity operating under the oversight of the SEC....
500 words, maximum 3000 words Job Title: Principal Analyst, Dispute Resolution Services Training Organization: FINRA Department: Dispute Resolution Services Salary Information: California: Minimum Salary $106,400, Maximum Salary $200,200 Washington, DC: Minimum Salary $106,400 Maximum Salary $191,800 Colorado/Hawaii:...
Principal Analyst, Risk Monitoring - Any FINRA Location H2: Essential Job Functions Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Principal Analyst, Risk Monitoring Job Type: Full Time Salary: Varies by location and experience Job Requisition ID: R-008120 Posted...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
for FINRA H2: Conduct High Complexity Investigations and... Make a Difference in the Securities Industry Organization: FINRA (Financial Industry Regulatory Authority) Department: Member Supervision Full-Time Position Job Description: - Conduct high complexity routine and......
Designer - Full Time Position at FINRA FINRA is a non-profit organization that operates under the oversight of the SEC. Our mission is to protect investors and maintain market integrity. We are currently seeking an experienced Instructional Designer to...
Friendly Job Title: Senior Principal Analyst, Regulatory Services Management H1 Heading: Join FINRA's Regulatory Services Management Team as a Senior Principal Analyst H2 Heading: Work with Market Regulation and Transparency Services to Ensure Regulatory Compliance Summary:...
Summary: - Job title: Principal Analyst, Regulatory Services Management - Organization: FINRA's Department of Market Regulation and Transparency Services - Location: Various locations (see below for salary information) - Education and experience requirements: Bachelor's degree and 8 years of...