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friendly job title: Senior Director, Special Investigations Unit - FINRA - Full Time H1: Senior Director, Special Investigations Unit - Any FINRA Location H2: About FINRA's Special Investigations Unit (SIU) Salary Information: - Minimum salary: $149,600 - Maximum salary:...
Litigation Counsel - Enforcement The Senior Litigation Counsel is a key role within the organization, responsible for representing FINRA in complex disciplinary and non-disciplinary proceedings nationwide. This role requires a minimum of 10 years of litigation experience, first-chair trial...
is seeking a Principal Counsel, Enforcement to join our team in various locations across the US. This position offers a competitive salary and benefits package, including a discretionary bonus, comprehensive health, dental and vision insurance, 401(k) plan with company match,...
Senior Litigation Counsel, Enforcement - Any FINRA Location Salary: - California: Minimum Salary $146,200, Maximum Salary $296,100 - Washington, DC: Minimum Salary $146,200, Maximum Salary $283,800 - Colorado/Hawaii: Minimum Salary $127,300, Maximum Salary $246,600 - New York, NY:...
FINRA Department: Office of General Counsel Location: Washington, DC Salary: R-008031: Assistant General Counsel, Regulatory Assistant General Counsel, Regulatory – Full Time Purpose and Meaning in Work – Join Us at FINRA! As a not-for-profit...
General Counsel - **MEMBERS ONLY**SIGN UP NOW***. **MEMBERS ONLY**SIGN UP NOW***., a premier nonprofit environmental law organization, is seeking a Deputy General Counsel to join their team. With offices across the country, **MEMBERS ONLY**SIGN UP NOW***. takes on the biggest and most precedent-setting environmental cases to protect people's...
Advisor, Member Supervision The candidate will provide critical leadership and strategic support to the Senior Vice President in the performance of a full and diverse range of functions. Enable the SVP to effectively develop and execute on strategy, engage in...
Principal Investigator, Specialist Team is responsible for conducting high complexity routine and special investigations of FINRA member firms at all locations. They will be responsible for identifying and addressing potentially fraudulent activities within the industry, providing guidance to Member Supervision...
Risk Monitoring - Capital Markets - Any FINRA Location Full Time Bullet Points: - Director role in Risk Monitoring Program for a specific Firm Grouping or Sub-Grouping - Responsible for overseeing risk assessments, regulatory responses, and intelligence...
Job Title: Principal Analyst, Regulatory Services Management Organization: FINRA Experience: Minimum 8 years Education: Bachelor's degree, Juris Doctorate preferred Location: Various (CA, Washington DC, CO, HI, NY, WA) Salary: Varies based on location and experience, see chart below Full-time...