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Litigation Counsel, Enforcement - Any FINRA Location Full-Time Position Job Requisition ID: R-007844 The Senior Litigation Counsel at FINRA, the Financial Industry Regulatory Authority, is responsible for nationwide litigation of non-disciplinary and disciplinary proceedings before the Office of Hearing...
Principal Counsel, Enforcement - FINRA Careers H2: Apply for the Position of Principal Counsel, Enforcement at FINRA FINRA, a leading securities regulator, is currently seeking a Principal Counsel, Enforcement to join their team. This role offers a competitive salary...
Litigation Counsel, Enforcement - Any FINRA Location Overview: The Senior Litigation Counsel, Enforcement will have the opportunity to work on complex disciplinary and non-disciplinary proceedings nationwide, as well as brief and argue appeals before the National Adjudicatory Council...
Assistant General Counsel, Regulatory Salary Range: $127,300 - $296,100 Experience: 6-8 years of directly related legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location: Various locations (CA, Washington DC, CO, HI, New York, NY, WA, MD) Department: Office of General...
instruction to environmental program teams on lobbying compliance, ethics, conflicts, and other legal issues - Conduct legal research, interpret laws... and regulations, and apply knowledge to **MEMBERS ONLY**SIGN UP NOW***.'s work - Supervise Senior Counsel for Conflicts and Lobbying Compliance - Assist wi...
Advisor, Member Supervision The candidate will provide critical leadership and strategic support to the Senior Vice President in the performance of a full and diverse range of functions. Enable the SVP to effectively develop and execute on strategy, engage in...
Director, Cyber-Enabled Fraud and Analytics - Any FINRA Location Full Time Job Requisition ID: R-007655 The Senior Director within FINRA’s Cyber and Analytics Unit (CAU) leads the Cyber-Enabled Fraud (CEF) team responsible for overseeing investigations involving member...
Analyst, Dispute Resolution Services Training Apply Logo Job Locations Chicago, IL (Job Posting) Jersey City, NJ (Job Posting) Boca Raton, FL (Job Posting) New York, NY (Job Posting) Los Angeles, CA (Job Posting)...
Risk Monitoring - Capital Markets - Any FINRA Location Full Time Job Requisition ID: R-008111 Job Title: Director, Risk Monitoring - Capital Markets Experience: MBA, JD, other graduate degree and/or relevant industry certification(s) preferred. Organization:...
Title: Principal Analyst, Regulatory Services Management Location: Remote/Office Organization: FINRA (Financial Industry Regulatory Authority) Department: Market Regulation and Transparency Services (MRTS) Salary Range: - California: Minimum Salary $106,400, Maximum Salary $200,200 - Washington, DC: Minimum Salary $106,400 Maximum Salary $191,800...