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Senior Litigation Counsel - Enforcement The Senior Litigation... Counsel is a key role within the organization, responsible for representing FINRA in complex disciplinary and non-disciplinary proceedings nationwide. This role requires a minimum of 10 years of litigation experience, first-chair...
seeking a Principal Counsel, Enforcement to join our team... vision insurance, 401(k) plan with company match, and many other benefits. Principal Counsel, Enforcement - Competitive salary and benefits... package - Full-time position - Job requisition ID: R-007990 - Locations: Rockville, MD; Jersey City, NJ;...
Senior Litigation Counsel, Enforcement - Any FINRA Location... Salary: - California: Minimum Salary $146,200, Maximum Salary $296,100 - Washington, DC: Minimum Salary $146,200, Maximum Salary $283,800 - Colorado/Hawaii: Minimum Salary $127,300, Maximum Salary $246,600 - New York, NY:...
Advisor, Member Supervision The candidate will provide critical leadership and strategic support to the Senior Vice President in the performance of a full and diverse range of functions. Enable the SVP to effectively develop and execute on strategy, engage in...
friendly job title: Senior Director, Special Investigations Unit - FINRA - Full Time H1: Senior Director, Special Investigations Unit - Any FINRA Location H2: About FINRA's Special Investigations Unit (SIU) Salary Information: - Minimum salary: $149,600 - Maximum salary:...
Principal Investigator, Specialist Team is responsible for conducting high complexity routine and special investigations of FINRA member firms at all locations. They will be responsible for identifying and addressing potentially fraudulent activities within the industry, providing guidance to Member Supervision...