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Associate General Counsel, Broker-Dealer/Investment Advisor Group ## Overview Organization is looking for an Associate General Counsel to work in the Broker-Dealer/Investment Adviser Group. The position is primarily responsible for working with the Vice President, Broker-Dealer/Investment Adviser Group, to develop...
direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent expert advice in this area. Provide high quality and timely legal and advisory support to the organization's business units,...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
and Benefits: This position is exempt and not eligible for overtime. The salary for this position ranges from $160,000 - $180,000 per year depending on qualifications and experience. **MEMBERS ONLY**SIGN UP NOW***. offers a competitive salary package with excellent benefits. This is...
handling sensitive information and resolving issues Outstanding analytical and communication skills, both oral and written Ability to work independently and as part of a team Demonstrated commitment to diversity, equity, and inclusion in the workplace and in the wider community...
Range: $49,961 - $89,726 Benefits: List of benefits Posting Date: October 04, 2023 Organization is looking for a Legal Office Assistant to join the Office of the General Counsel. This position is located in...
Range: $49,961 - $89,726 Benefits: List of benefits Posting Date: October 04, 2023 # Job Title: Legal Office Assistant ## Organization: Office of the General Counsel ## Location: Washington, . ##...
Advisor, Member Supervision The candidate will provide critical leadership and strategic support to the Senior Vice President in the performance of a full and diverse range of functions. Enable the SVP to effectively develop and execute on strategy, engage in...