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Associate General Counsel, Broker-Dealer/Investment Advisor Group ## Overview Organization is looking for an Associate General Counsel to work in the Broker-Dealer/Investment Adviser Group. The position is primarily responsible for working with the Vice President, Broker-Dealer/Investment Adviser Group, to develop...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Friendly Job Title: Senior Litigation Attorney - Remote H1 Heading: Join Our Team as a Senior Litigation Attorney! H2 Heading: Looking for a Remote Senior Litigation Attorney? Look No Further! Organization: FINRA Department: Legal Job...
MRTS Regulatory Compliance The candidate will manage key regulatory and compliance functions for Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and manage...
PCAOB Department: Office of the Secretary Location: Washington, DC Salary: $91,000 - $132,600 Experience: 2-3 years of legal experience Job Title: Corporate Secretary Assistant H1: Join the PCAOB as a Corporate Secretary Assistant...
2024 Legal Intern – Protect Investors and Drive Audit Quality at PCAOB Job Title: Fall 2024 Legal Intern Salary: Competitive hourly rate based on education level and qualifications Experience: Law student currently enrolled in an accredited law...
Associate Chief Counsel Salary Range: $207,600 - $369,000 Experience Level: Minimum of 12+ years Organization: Public Company Accounting Oversight Board (PCAOB) Location: Washington, ., New York, NY, Chicago, IL Time Type: Full time Job Requisition ID: R973 Posted On:...
Principal Counsel, Enforcement - Join FINRA Today! H2: Apply for the Role of Principal Counsel, Enforcement at FINRA Are you a highly skilled and experienced legal professional with a background in financial regulation? Are you looking for a challenging...
an SEO-friendly job title, we suggest "Senior Assistant General Counsel, Regulatory - FINRA" H1 Heading: Join FINRA as a Senior Assistant General Counsel, Regulatory H2 Heading: Make a Difference in Investor Protection and Market Integrity...