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Friendly Job Title: Senior Attorney - Environmental Organization H1: Senior Attorney: Providing Legal Advice and Direction for Environmental Organization H2: Join Our Team as a Senior Attorney at an Environmental Organization Organization Overview: Our organization is a...
# Associate General Counsel, Broker-Dealer/Investment Advisor Group ##... to work in the Broker-Dealer/Investment Adviser Group. The position... with the Vice President, Broker-Dealer/Investment Adviser Group, to develop... respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment adviser...
Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate... with the Vice President, Broker-Dealer/Investment Adviser Group, to develop... in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering... independent expert advice in this area. Provide high quality and timely legal and advisory...
Associate Chief Counsel Salary Range: $207,600 - $369,000 Experience Level: Minimum of 12+ years Organization: Public Company Accounting Oversight Board (PCAOB) Location: Washington, ., New York, NY, Chicago, IL Time Type: Full time Job Requisition ID: R973 Posted On:...
Friendly Job Title: Senior Litigation Attorney - Remote H1 Heading: Join Our Team as a Senior Litigation Attorney! H2 Heading: Looking for a Remote Senior Litigation Attorney? Look No Further! Organization: FINRA Department: Legal Job...
Principal Counsel, Enforcement - Join FINRA Today! H2: Apply for the Role of Principal Counsel, Enforcement at FINRA Are you a highly skilled and experienced legal professional with a background in financial regulation? Are you looking for a challenging...
an SEO-friendly job title, we suggest "Senior Assistant General Counsel, Regulatory - FINRA" H1 Heading: Join FINRA as a Senior Assistant General Counsel, Regulatory H2 Heading: Make a Difference in Investor Protection and Market Integrity...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
MRTS Regulatory Compliance The candidate will manage key regulatory and compliance functions for Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and manage...
FINRA Job Title: Instructional Designer Job Type: Full-Time Experience: Minimum 6 years Salary: Varies based on location and experience Purpose and Meaning in Your Work: - FINRA is a not-for-profit entity operating under the oversight of the SEC, with...