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law in Indiana, or able to become licensed soon after acceptance. -Salary: Starting salary is $65,401, with a range up to a maximum of $96,743, depending on experience. -Location: Any ILS office in Indiana -Equal Employment Opportunity/Affirmative Action Employer -Responsibilit...
Senior Director, Cyber-Enabled Fraud and Analytics will be responsible for overseeing investigations and examinations related to cyber-enabled fraud within FINRA member firms. They will also lead a team of highly skilled cyber, fraud, and analytics specialists and develop a data...
Director, Special Investigations Unit - Any FINRA Location Experience: Significant securities, compliance, or financial regulatory experience Salary: Based on location and factors such as skill set, level of experience, and education Job Type: Full time Education: Bachelor's degree in relevant...
**MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Sr Vice President, Corporate Financing & Advertising Regulation - Full Time JOB REQUISITION ID: R-007616 Organization: FINRA Department: Office of...
friendly job title: Senior Litigation Counsel, Enforcement - Any FINRA Location H1 heading: Join the FINRA Team as a Senior Litigation Counsel H2 heading: Represent FINRA in Complex Securities Cases Bold headlines: - Seeking Experienced Litigation...
Principal Counsel, Enforcement - Apply Now! H2: Join FINRA as a Principal Counsel and make a difference in the financial regulatory space Organizations: FINRA (Financial Industry Regulatory Authority) Locations: - Rockville, MD - Jersey City, NJ -...
Principal Analyst, Dispute Resolution Services Training at FINRA H2: Join Our Team and Make a Difference in the Securities Industry FINRA, the Financial Industry Regulatory Authority, is seeking a highly qualified Principal Analyst to join our Dispute Resolution Services...
Senior Litigation Counsel, Enforcement - FINRA Location - Apply Now H2: Join FINRA as a Senior Litigation Counsel Summary: FINRA is currently seeking a Senior Litigation Counsel to work under minimal supervision and litigate nationwide non-disciplinary and disciplinary proceedings. The role also involves...
an Equal Opportunity and Affirmative Action Employer Principal... Investigator, Specialist Team - All FINRA Locations Full time Salary Information: California: Minimum Salary $106,400, Maximum Salary $200,200 Washington, DC: Minimum Salary $106,400, Maximum Salary $191,800...
Assistant General Counsel, Regulatory - Full Time H2: Purposeful and Meaningful Work at a Leading Regulator Organization: FINRA Department: Office of General Counsel Job Title: Assistant General Counsel, Regulatory Employment Type: Full Time Job Requisition ID: R-008031 Salary Range:...