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Friendly Job Title: Principal Analyst, Regulatory Services Management H1: Join FINRA as a Principal Analyst in Regulatory Services Management H2: Help Ensure Regulatory Compliance and Oversight in the Financial Industry Organization: FINRA (Financial Industry Regulatory Authority)...
frieldly job title: Principal Analyst, Risk Monitoring - Any FINRA Location H1 heading: Join FINRA as a Principal Analyst, Risk Monitoring H2 heading: Senior Position with Competitive Salary and Excellent Benefits Organization: FINRA (Financial Industry Regulatory Authority) Department: Risk...
is a registered trademark of the Financial Industry Regulatory Authority, Inc. H1: Senior Paralegal, Oversight Liaison and Counsel - Full Time Position with FINRA H2: Join Our Team and Make a Difference in the Financial Industry Organization: FINRA (Financial Industry Regulatory Authority) Department: Office...
Enforcement - Woodbridge, NJ/Jersey City, NJ/Jericho, NY/Denver, CO/Dallas, TX/Chicago, IL/Boston, MA/Boca Raton, FL/Washington, DC/San Francisco, CA/Rockville, MD/Philadelphia, PA/New York, NY/Los Angeles, CA Overview: - The Enforcement Director manages a team of 5-8 attorneys responsible for developing and resolving...
as protected veterans or individuals with disabilities, and require affirmative action by covered prime... contractors and subcontractors to employ and advance in employment qualified protected veterans and individuals with disabilities. FINRA is an independent, non-governmental regulator for all secur...
Vice President & Associate General Counsel, Capital Markets Policy - Full-time position - Locations: New York, NY Chicago, IL Boston, MA Washington, DC Chicago (North Wacker Drive) Rockville, MD Philadelphia, PA - Job requisition ID: R-008325 - Reporting...
an Equal Opportunity and Affirmative Action Employer All... qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any other...
FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission...
President, Corporate Financing Department - Salary Information, Job Title and Experience Information - Job Title: Vice President, Corporate Financing Department - Salary: Ranges from $175,600 to $345,700 (depending on location and experience) - Experience: Minimum of 10 years in...
General Counsel, Regulatory - Job Summary: This is a senior-level legal position that involves providing advice and support for the adoption of new regulatory initiatives and acting as a subject matter expert in various areas of legal expertise. The...