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friendly job title: Senior Director, Special Investigations Unit - Any FINRA Location H1: Senior Director - Special Investigations Unit H2: Job Description and Responsibilities Bold Headlines: - Join the leading securities regulator in the US -...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Litigation Counsel, Enforcement - Any FINRA Location Salary: - Minimum Salary: - California: $146,200 - Washington, DC: $146,200 - Colorado/Hawaii: $127,300 - New York, NY: $152,700 - Washington: $127,300 - Maximum Salary: - California: $296,100 - Washington, DC: $283,800...
FINRA (Financial Industry Regulatory Authority) Position: Vice President & Associate General Counsel, Regulatory Experience: Minimum of 10 years of relevant legal experience Location: Washington, DC or Rockville, MD Type: Full time Salary: Minimum of $175,600, maximum of $345,700 (varies based on location and individual qualifications) Job...
Litigation Counsel, Enforcement - Any FINRA Location The Senior Litigation Counsel, Enforcement position is a full-time role with a minimum of 10 years of litigation experience. This role involves representing FINRA in complex disciplinary proceedings and appeals, providing guidance...
Investigator, Specialist Team - All FINRA Locations Full time The Principal Investigator, Specialist Teams is responsible for conducting high complexity routine and special investigations of FINRA member firms. This includes investigating potentially suspicious activities of persons associated with...
Assistant General Counsel, Regulatory • Full-time position with FINRA (Financial Industry Regulatory Authority) • Job Requisition ID: R-008031 • Minimum of 6-8 years of related legal experience required • Law degree from an accredited law school and admission to a...
Analyst, Public Offerings - Remote Organization: FINRA Department: Corporate Financing Public Offerings Job Requisition ID: R-008056 Job Type: Full Time Location: Remote (Rockville, MD) Salary Range: $68,500 - $146,900 (based on location and experience)...
the Director of Risk Monitoring for Capital Markets at a FINRA organization, you will be responsible for overseeing the implementation and completion of the Risk Monitoring Program for a specific Firm Grouping or Sub-Grouping. This includes managing a team of...
Analyst, Regulatory Services Management - Full Time Location: Varies (See Below) Job Requisition ID: R-008101 Organization: FINRA Department: Market Regulation and Transparency Services Salary Range: $92,500 - $200,200 (Based on Location and Experience) Responsibilities:...