Save your search progress and never miss an update
Organization Overview: - Non-profit pro bono law firm in Southern Florida... - Mission to provide free civil legal advice, representation, and education to the disadvantaged of Broward County - More than 125 employees, including 50+ attorneys - Services and resource...
Senior Litigation Counsel, Enforcement - Any FINRA Location H2: Represent FINRA in Complex Securities Litigation Cases BOLD HEADLINE: Join FINRA as a Senior Litigation Counsel and Make an Impact in the Financial Industry Bullet Points: - Seeking experienced...
representation to the organization's companies, officers and employees in connection with civil, criminal and administrative proceedings. Responsible for risk... mitigation in the handling of lawsuits and claims, handling complex litigation matters independently, and supervising and mentoring other attorneys and para...
Director, Special Investigations Unit - Any Finra Location Full-time position Job Requisition ID: R-007744 FINRA (Financial Industry Regulatory Authority) is seeking a Senior Director for their Special Investigations Unit (SIU) to oversee anti-money laundering (AML) and anti-fraud...
MRTS Regulatory Compliance The candidate will manage key regulatory and compliance functions for Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and manage...