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direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent expert advice in this area. Provide high quality and timely legal and advisory support to... the organization's business units,...
FINRA is seeking a highly qualified Senior Vice President, Appellate for our Office of General Counsel (OGC) in Washington, DC or Rockville, MD. The Senior Vice President—Appellate (SVP) will oversee the legal support and guidance provided... to the National Adjudicatory...
10 years of relevant legal experience Location: Washington, DC or... Rockville, MD Type: Full time Salary: Minimum of $175,600, maximum of $345,700 (varies based on location and individual qualifications) Job Requisition ID: R-007923 Job Summary: The Vice President & Associate General Counsel, Regulatory, is responsible for...
6-8 years of related legal experience required • Law... bar required • Expertise in laws, rules, and regulations governing the securities industry preferred Key Responsibilities: • Render senior-level legal advice and support in... connection with the complete...
years of directly related legal experience Salary Information: Based... on location and various factors, including skills, experience, and education Job Status: Full-time Job Requisition ID: R-008031 Location: Various locations (CA, Washington DC, CO, HI, New York, NY, WA, MD)...
Senior Policy Counsel, Racial Justice The American Civil Liberties Union (ACLU) is seeking a full-time Senior Policy Counsel to join the Equality Division of its National Political Advocacy Department. Reporting to the Deputy Division Director, the Senior Policy Counsel...
**MEMBERS ONLY**SIGN UP NOW***. Accountability Legal Fellowship Human Rights... availability of a postgraduate legal fellowship with its Accountability... one-year postgraduate public interest fellowship. The Human Rights Accountability Legal Fellow will have the... opportunity to contribute to an area of...
Associate General Counsel, Broker-Dealer/Investment Advisor Group ## Overview Organization is looking for an Associate General Counsel to work in the Broker-Dealer/Investment Adviser Group. The position is primarily responsible for working with the Vice President, Broker-Dealer/Investment Adviser Group, to develop...
direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent expert advice in this area. Provide high quality and timely legal and advisory support to... the organization's business units,...
disciplinary cases and other legal matters - Provide expert... the NAC on complex legal and procedural issues -... senior executives - Provide legal advice to the **MEMBERS ONLY**SIGN UP NOW***... Board and serve as a member of OGC's senior management team - Lead...