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Associate General Counsel, Broker-Dealer/Investment Advisor Group ## Overview Organization is looking for an Associate General Counsel to work in the Broker-Dealer/Investment Adviser Group. The position is primarily responsible for working with the Vice President, Broker-Dealer/Investment Adviser Group, to develop...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Friendly Job Title: Senior Litigation Attorney - Remote H1 Heading: Join Our Team as a Senior Litigation Attorney! H2 Heading: Looking for a Remote Senior Litigation Attorney? Look No Further! Organization: FINRA Department: Legal Job...
Senior Litigation Counsel, Enforcement - Any FINRA Location H2: Essential Job Functions: - Represent FINRA in complex disciplinary and non-disciplinary proceedings - Brief and argue appeals before the National Adjudicatory Council - Provide guidance and advice on statutory disqualification and member application issues - Draft...
Title: Senior Litigation Counsel, Enforcement Organization: FINRA Department: Office of Hearing Officers Experience: Minimum of 10 years of litigation experience Salary: Varies by location, ranging from $127,300 to $296,100 Location: Any FINRA location H1: Join the Team at **MEMBERS ONLY**SIGN UP NOW***...
an SEO-friendly job title, we suggest "Senior Assistant General Counsel, Regulatory - FINRA" H1 Heading: Join FINRA as a Senior Assistant General Counsel, Regulatory H2 Heading: Make a Difference in Investor Protection and Market Integrity...
FINRA (Financial Industry Regulatory Authority) Position: Vice President & Associate General Counsel, Regulatory Experience: Minimum of 10 years of relevant legal experience Location: Washington, DC or Rockville, MD Type: Full time Salary: Minimum of $175,600, maximum of $345,700 (varies based on location and individual qualifications) Job...
friendly job title: Senior Director, Special Investigations Unit - Any FINRA Location H1: Senior Director - Special Investigations Unit H2: Job Description and Responsibilities Bold Headlines: - Join the leading securities regulator in the US -...
Litigation Counsel, Enforcement - Any FINRA Location Salary: - Minimum Salary: - California: $146,200 - Washington, DC: $146,200 - Colorado/Hawaii: $127,300 - New York, NY: $152,700 - Washington: $127,300 - Maximum Salary: - California: $296,100 - Washington, DC: $283,800...
involves representing FINRA in complex disciplinary proceedings and appeals, providing guidance to other departments on legal issues, and participating in litigation training. The position requires a law degree and admission to... the bar, as well as excellent communication and organi...