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Role: - Assistant General Counsel, Regulatory - Full... time - Job Requisition ID: R-008031 Organization: - FINRA (Financial Industry Regulatory Authority) Overview: - FINRA is a not-for-profit entity operating under the oversight of the SEC....
Assistant General Counsel, Litigation The candidate... and employees in connection with civil, criminal and administrative proceedings. Responsible for risk mitigation in the handling of lawsuits and claims, handling complex litigation matters independently, and supervising... and mentoring other attorneys and para...
Senior Litigation Counsel, Enforcement - Any... proceedings and appeals • Provide guidance on statutory disqualification, member application denials, and waiver/exemption requests • Draft and review legal documents, conduct witness prep, and oversee pre-hearing tasks • Conduct litigation consults and nego...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...