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Director, Enforcement - Woodbridge, NJ/Jersey City,... a highly qualified Director, Enforcement to join our team... in multiple locations. This is a full-time position with competitive compensation and benefits. Organization Overview: The Organization is a non-profit organization dedicated to...
role, the Principal Counsel, Enforcement, will be responsible for... in matters related to enforcement for the organization. They... will work closely with investigative staff, conduct research, and develop legal strategies to assess and prosecute cases. The ideal candidate will have...
FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission...
as a Director of Enforcement - Apply Now!" H2: "Manage... Attorneys and Drive Successful Enforcement Outcomes" Director, Enforcement Full-time position with... and experienced Director of Enforcement to join our team.... attorneys and oversee the development and resolution of Enforcement cases. Your responsibilities will......
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Enforcement Director The candidate will... a team of 5-8 Enforcement attorneys developing and resolving... Enforcement cases through all stages,... from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Associate General Counsel, Broker-Dealer/Investment Advisor Group The... candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering...
points: -Position: Associate General Counsel, Regulatory -Job type: Full... time -Posted: Yesterday -Job requisition ID: R-008412 -Responsible for managing and directing the adoption of new regulatory requirements -Provides expert knowledge and advice to the Board of Governors and senior management...