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Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Revenue Litigation Bureau is responsible for recovering debts owed to state agencies. Those cases include tort cases arising from damage to state property, collection actions to recover fines and penalties, grant recovery, and a variety of statutory actions. The Bureau also...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
PCAOB also provides reasonable accommodation to qualified individuals with disabilities in accordance with applicable laws. If you need reasonable accommodation for any part of the application and hiring process, please email us at . The PCAOB is a registered...
Senior Director, Cyber-Enabled Fraud and Analytics will be responsible for overseeing investigations and examinations related to cyber-enabled fraud within FINRA member firms. They will also lead a team of highly skilled cyber, fraud, and analytics specialists and develop a data...
**MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Sr Vice President, Corporate Financing & Advertising Regulation - Full Time JOB REQUISITION ID: R-007616 Organization: FINRA Department: Office of...
Job Title: Associate Corporate & Compliance Counsel Experience: 4-5 years of experience in general corporate law, contract law, administrative law, and... compliance law. Organization: A Government Entity Location: Chicago, IL Full-time/Part-time: Full-time Salary: Competitive...
offers a competitive benefits package. SEO Friendly Job Title: Associate General Counsel (Hybrid) - Private Foundation H1 Heading: Join Our Team as an Associate General Counsel at a Private Foundation H2 Heading: Responsibilities and Qualifications for...