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Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement - Job Requisition ID: R-008297 Organization: FINRA Location: Various locations across the US (Full-time) Posted: Today Salary Range: $127,300 - $296,100 (Actual salary based on experience and qualifications) FINRA is seeking a highly skilled...
The position of Director, Enforcement is a full-time role within the organization. The job requisition ID for this position is R-008299 and it was posted today. The Enforcement Director will manage a team of 5-8 Enforcement attorneys and will...
**MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Director, Enforcement - Job Description Apply for the position of Director, Enforcement at Organization. Location: New York, NY Jersey...
Associate General Counsel, Broker-Dealer/Investment Advisor Group The... candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...