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ideally have experience working with and counseling registered investment advisors and broker-dealers on... regulatory and compliance-related issues, including issues concerning the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Desired skill sets include:... statutory and regulatory...
Firm is seeking an Investment Funds Regulatory Associate to... experience to join its Investment Funds Regulatory Practice. The... and compliance advice to investment advisers, family offices, and... other financial institutions around t...
years of experience in investment adviser regulatory matters to... join our Investment Management – Financial Institutions... office. Responsibilities: Advise top tier investment management firms on investment... adviser regulatory matters, including... registration, conflicts of interest and disclosure, c...
Attorney - Financial Services Investment Funds Salary Information:... matters relating to the Investment Company Act of 1940... and the Investment Advisers Act of 1940,... registered funds employing alternative investment strategies such as interval... funds, tender offer funds, and BDCs,...
successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and...
Associate – Investment Funds Regulatory – Law... have strong knowledge of Investment Advisers Act of 1940... and Investment Company Act of 1940... - Private equity and hedge fund formation experience is and compliance advice to investment advisers, family offices, and......
Investment Funds, Regulatory Associate The... an Associate in the Investment Management practice group of... firm. Prior experience must include advising fund sponsors on the formation and operation of investment funds. Experience must include... reviewing offering materials, organizational documents and agr...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
industry. We not only have the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Midlevel Funds & Investment Management Attorney The candidate'... must have stellar academic credentials and major law firm experience, required. Strong knowledge of the...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...