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ideally have experience working with and counseling registered investment advisors and broker-dealers on... regulatory and compliance-related issues, including issues concerning the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Desired skill sets include:... statutory and regulatory...
Associate to join its Investment Funds Regulatory Practice. The... working knowledge of the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Private equity and hedge... fund formation experience is also helpful. Duties and Responsibilities: • Provide legal,...
H1: Investment Management Associate - Midlevel... Experienced Midlevel Associate for Investment Management - Financial Institutions... 3-5 years of experience with investment adviser regulatory matters -... Prior law firm or Securities and Exchange Commission experience required - Familiarity with Investment Advi...
experience to join their Investment Management team in Washington,... matters related to the Investment Company Act of 1940... and the Investment Advisers Act of 1940,... funds that utilize alternative investment strategies such as interval... funds, tender offer funds, and BDCs....
Associate - Corporate - Investment Funds Regulatory H1: Join... Our Investment Funds Regulatory Team at... Firm Seeks Associate for Investment Funds Regulatory Practice ... New York Practice: Investment Funds Regulatory Experience:... Minimum of 3 years Responsibilities: -...
Firm - Associate - Investment Services - Multiple Locations... as an Associate in Investment Services! H2: Exciting Opportunity... with experience in registered investment companies and federal securities... laws? Do you thrive in a collaborative and diverse team environment? If so,...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
of experience in private investment fund formation, preferably within... a reputable law firm. Prior experience with the Securities and Exchange Commission is advantageous. Location: Baltimore, Chicago, Los Angeles, New York, or Washington, DC offices Salary Range: $270,000 to...