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to Senior-level Financial Services Compliance and Regulatory Associate The candidate must have 4+ years of experience working on compliance and regulatory matters. Should ideally have experience working with and counseling registered investment advisors and broker-dealers on regulatory and compliance-related issues,...
Firm Seeking Corporate Securities Associate in Multiple Offices Saul Ewing, a leading law firm, is currently seeking an experienced corporate associate to join our growing securities group. This is a fantastic opportunity to join a dynamic and entrepreneurial practice...
large international New York law firm founded in 1934 has established a full-service presence. Clients include large corporations and individuals as well as small and medium-sized businesses. The firm represents a wide range of industrial, financial and commercial enterprises, both...
legal industry. We not only have the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Paralegal - Litigation The candidate will assists in filing of pleadings, arbitrator selection, production and management of documents and hearing preparation in FINRA...
exposure to securities, investment management, banking, derivatives, and Fintech (including digital assets and payments) - Experience with regulatory enforcement matters (. SEC, CFTC, FINRA) is a plus ... Company Overview: - **MEMBERS ONLY**SIGN UP NOW***. is one of the largest in...